The Sword and the Shield: The Mitrokhin Archive and the Secret History of the KGB

The extraordinary importance attached by the Centre to the theft of the papers was demonstrated by the award of the Order of the Red Banner to the HENRY group.¹⁶ The operation, however, was as pointless as it was professional. The papers stolen from the Institute (many of them press cuttings) were of no operational significance whatever and of far less historical importance than the Trotsky archive which remained in Zborowski’s hands and later ended up at Harvard University.¹⁷ But by the mid-1930s Stalin had lost all sense of proportion in his pursuit of Trotskyism in all its forms, both real and imaginary. Trotsky had become an obsession who dominated many of Stalin’s waking hours and probably interfered with his sleep at night. As Trotsky’s biographer, Isaac Deutscher, concludes:

The frenzy with which [Stalin] pursued the feud, making it the paramount preoccupation of international communism as well as of the Soviet Union and subordinating to it all political, tactical, intellectual and other interests, beggars description; there is in the whole of history hardly another case in which such immense resources of power and propaganda were employed against a single individual.¹⁸

The British diplomat R. A. Sykes later wisely described Stalin’s world view as “a curious mixture of shrewdness and nonsense.”¹⁹ Stalin’s shrewdness was apparent in the way that he outmaneuvered his rivals after the death of Lenin, gradually acquired absolute power as General Secretary, and later out-negotiated Churchill and Roosevelt during their wartime conferences. Historians have found it difficult to accept that so shrewd a man also believed in so much nonsense. But it is no more possible to understand Stalin without acknowledging his addiction to conspiracy theories about Trotsky (and others) than it is to comprehend Hitler without grasping the passion with which he pursued his even more terrible and absurd conspiracy theories about the Jews.

GENRIKH GRIGORYEVICH YAGODA, head of the NKVD from 1934 to 1936, was far less obsessed by Trotsky than Stalin was. Stalin’s chief grudge against him was probably a growing conviction that he had been deliberately negligent in his hunt for Trotskyist traitors.²⁰ His nemesis arrived in September 1936 in the form of a telegram from Stalin and his protégé, Andrei Zhdanov, to the Central Committee declaring that Yagoda had “definitely proved himself incapable of unmasking the Trotskyite- Zinovyevite bloc” and demanding his replacement by Nikolai Ivanovich Yezhov.

As head of the NKVD for the next two years, Yezhov carried through the largest scale peacetime political persecution and blood-letting in European history, known to posterity as the Great Terror.²¹ One NKVD document from the Yezhov era, which doubtless reflected—and probably slavishly imitated—Stalin’s own view, asserted that “the scoundrel Yagoda” had deliberately concentrated the attack on the “lower ranks” of “the right-wing Trotskyite underground” in order to divert attention from its true leaders: Zinovyev, Bukharin, Rykov, Tomsky, Kamenev and Smirnov. Yagoda, it was claimed, had either sacked or sidelined NKVD staff who had tried to indict these former heroes of the Leninist era for their imaginary crimes.²² All save Tomsky, who committed suicide, were given starring roles in the show trials of 1936 to 1938, gruesome morality plays which proclaimed a grotesque conspiracy theory uniting all opposition at home and abroad by the use of elegantly absurd formulae such as: “Trotskyism is a variety of fascism and Zinovyevism is a variety of Trotskyism.” In the last of the great show trials Yagoda, despite a plea for mercy written “on bended knees,” was himself unmasked as a leading Trotskyist conspirator. The chief author of the gigantic conspiracy theory, which became undisputed orthodoxy within the NKVD and provided the ideological underpinning of the Great Terror, was Stalin himself.²³ Stalin personally proofread the transcripts of the show trials before their publication, amending the defendants’ speeches to ensure that they did not deviate from their well-rehearsed confessions to imaginary conspiracies.²⁴ NKVD records of the period proclaim with characteristic obsequiousness that, “The practical organization of the work exposing the right-wing Trotskyite underground was supervised personally by Comrade Stalin, and in 1936-8 crippling blows were delivered to the rabble.”²⁵